Bangkok · GRC Strategy · Business Consulting
Governance that moves at digital speed
Licensing, GRC and operating design for businesses regulated by the SEC and the Bank of Thailand.
What we do
Three disciplines, one regulated business ready to operate on day one.
01 — Licensing
From eligibility to a complete application file
- The right licence type confirmed, with an eligibility gap analysis
- Business plan, policies and systems documentation prepared to submission standard
- Regulator questions handled with a prepared, consistent file
02 — GRC design & management
Governance, risk and compliance that stands up to inspection
- Board and committee structure with clear lines of accountability
- Risk framework with appetite, indicators and reporting that is actually used
- Compliance programme covering AML/CFT, IT risk and PDPA
03 — Business operations
An operating model built around the licence conditions
- Target operating model, processes and controls documented end to end
- Organisation, roles and key-person responsibilities defined
- Go-live readiness checked against every commitment made in the application
Licence path finder
Three questions. A suggested pathway.
A starting point in under a minute. We confirm the path in your first assessment.
1What do you do?
2Which regulator?
3Where are you now?
Suggested pathway
0 / 3Answer three questions to see your pathway
We will suggest the regulator, the licence family and the first three steps.
How we work
One connected programme, from first assessment to the first year of operation.
Assess
Licence-path confirmation, eligibility review and a gap analysis against the conditions you will have to meet.
Output · Readiness report & roadmap
Design
Governance structure, risk and compliance frameworks, policies and the operating model, written to work together.
Output · Framework & policy set
Apply
Application file assembled and reviewed; responses to regulator questions prepared from one consistent source.
Output · Submission-ready file
Operate
Go-live readiness, interim compliance support, inspection preparation and regulatory change monitoring.
Output · Operating compliance calendar
Licence types served
Industries
We work where a licence and an operating model have to be designed together.
Digital assets
Exchanges, brokers, dealers, custodial wallets, ICO portals, fund managers.
02Payments & e-money
Payment service providers, e-money issuers and payment system operators.
03Securities & asset management
Securities businesses, fund management companies and investment advisers.
04Lending
Personal loan, nano finance and digital lending businesses under BOT supervision.
05Corporates going digital
Established groups and SMEs launching a regulated digital line of business.
Insights
Regulatory notes, written for operators.
Licensing · SEC
Which SEC digital asset licence fits your business model? A decision guide for founders
Licensing · BOT
Before you apply to the Bank of Thailand: what a payment licence application assesses
GRC · PDPA